ECCTA failure to prevent fraud, by sector
The failure-to-prevent-fraud offence applies across industries, but the associated persons and fraud scenarios differ. These sector guides show how each industry’s relationships and risks map to a reviewable defence file — prompts for human review, not legal conclusions.
Choose your sector
- CharitiesLarger charities and trading subsidiaries can carry ECCTA fraud exposure through fundraisers and grantees. Organise scope, risks, and a defence file.
- ConstructionHow construction firms organise ECCTA failure-to-prevent-fraud evidence across subcontractors and agents — scope, risks, and a reviewable defence file.
- Defence and AerospaceDefence and aerospace primes with complex supply chains carry ECCTA fraud exposure. Organise scope, risks, and a reviewable defence file.
- EducationUniversities and college groups carry ECCTA fraud exposure through recruitment agents and partners. Organise scope, risks, and a reviewable defence file.
- EnergyEnergy and utility firms trade markets, claim subsidies, and use contractors that create ECCTA fraud exposure. Organise a reviewable defence file.
- Facilities managementFM and outsourced-services firms carry ECCTA fraud exposure through subcontractors and agency labour. Organise scope, risks, and a reviewable defence file.
- Financial servicesBanks, asset managers, and fintechs face ECCTA failure-to-prevent-fraud risk via introducers and agents. Organise scope, risks, and a defence file.
- HealthcareHealthcare and care groups bill payers and use agency staff and referrers that create ECCTA fraud exposure. Organise a reviewable defence file.
- HospitalityHospitality and leisure groups run franchises, agency staff, and high cash volumes that create ECCTA fraud exposure. Organise a reviewable defence file.
- InsuranceInsurers, brokers, and MGAs face ECCTA failure-to-prevent-fraud exposure via delegated authority. Organise scope, risks, and a defence file.
- Legal servicesLaw firms face ECCTA failure-to-prevent-fraud exposure via referrers and agents. Organise scope, risks, and a reviewable defence file.
- LogisticsHow haulage firms organise ECCTA failure-to-prevent-fraud evidence across carriers, brokers, and customs agents — scope, risks, and a defence file.
- ManufacturingHow manufacturers organise ECCTA failure-to-prevent-fraud evidence across distributors, agents, and suppliers — scope, risks, and a defence file.
- Media and EntertainmentMedia and entertainment groups with talent agencies and production partners carry ECCTA fraud exposure. Organise scope, risks, and a reviewable defence file.
- PharmaceuticalsPharma and life sciences firms use CROs, distributors, and prescriber relationships that create ECCTA fraud exposure. Organise a reviewable defence file.
- Private EquityPrivate equity firms with portfolio companies and placement agents carry ECCTA fraud exposure. Organise scope, risks, and a reviewable defence file.
- Professional servicesConsultancies, accountants, and advisory firms carry ECCTA fraud exposure through associates and referral partners. Organise scope, risks, and a defence file.
- Public sector suppliersPublic-sector suppliers and outsourcers carry ECCTA fraud exposure through subcontractors and bid partners. Organise scope, risks, and a defence file.
- Real EstateHow property firms organise ECCTA failure-to-prevent-fraud evidence across agents, introducers, and valuers — scope, risks, and a reviewable defence file.
- RecruitmentStaffing and recruitment agencies rely on contractors and umbrellas that can create ECCTA fraud exposure. Organise scope, risks, and a reviewable defence file.
- RetailHow retailers organise ECCTA failure-to-prevent-fraud evidence across marketplace sellers, affiliates, and suppliers — scope, risks, and a defence file.
- TechnologySoftware and SaaS firms face ECCTA failure-to-prevent-fraud exposure via resellers and channel partners. Organise scope, risks, and a defence file.
- TelecommunicationsTelecoms operators face ECCTA failure-to-prevent-fraud exposure via dealers, MVNOs, and agents. Organise scope, risks, and a defence file.
DefenceFile organises evidence for legal and compliance review. It does not provide legal advice, create privilege, certify scope, certify reasonable procedures, or guarantee that a statutory defence will succeed.